Kwong Yiu Mak
麥光耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yiu Mak (麥光耀), a licensed former licensee with CE reference AFJ412. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-05-08 | 2017-08-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-04-24 | 2014-03-13 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-17 | 2017-08-15 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-11-17 | 2017-08-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-04 | 2010-03-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2010-03-16 |