Hua Cai
蔡華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua Cai (蔡華), a licensed Responsible Officer with CE reference BHZ819. Currently licensed at 3 firm(s): Finloop Finance Limited, Fosun International Securities Limited, Fosun International Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 26.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-02 | present |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 4 — Advising on securities | 2024-10-02 | present |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 9 — Asset management | 2024-10-02 | present |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-26 | present |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-10-26 | present |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 4 — Advising on securities | 2022-10-26 | present |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
RO | Type 9 — Asset management | 2022-10-26 | present |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-08 | 2022-10-26 |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-08 | 2022-10-26 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-08 | 2022-10-26 |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-08 | 2022-10-26 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-14 | 2022-05-31 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 4 — Advising on securities | 2020-01-30 | 2022-05-31 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 9 — Asset management | 2020-01-30 | 2022-05-31 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-17 | 2019-11-07 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 9 — Asset management | 2019-10-17 | 2019-11-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 — Advising on securities | 2018-11-15 | 2019-09-12 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 4 — Advising on securities | 2018-11-15 | 2019-09-12 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 9 — Asset management | 2018-11-15 | 2019-09-12 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
RO | Type 9 — Asset management | 2018-03-12 | 2019-09-12 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-12 | 2018-11-15 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-23 | 2019-09-12 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-23 | 2019-09-12 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-23 | 2018-11-15 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | 2016-08-23 | 2018-11-15 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-23 | 2018-03-12 |