Max Anthony Capace
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Max Anthony Capace ( ), a licensed former licensee with CE reference BEE065. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ExodusPoint Capital Management Hong Kong, Limited | Rep | Type 9 — Asset management | 2020-03-03 | 2022-05-22 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-08 | 2020-02-05 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-19 | 2016-07-12 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-09-19 | 2016-07-12 |