Sung Wai Chan
陳崇煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Wai Chan (陳崇煒), a licensed former licensee with CE reference AFQ793. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-11 | 2015-11-12 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-05-08 | 2012-04-25 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-15 | 2012-04-25 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-10-17 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-11 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-11 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-11 |