Stephen Lai Hung Cheng
鄭禮鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Lai Hung Cheng (鄭禮鴻), a licensed Representative with CE reference AAB447. Currently licensed at 2 firm(s): Prudential Brokerage Limited, Prudential Index Trading Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-12 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-11-12 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-18 | 2021-08-13 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-28 | 2021-08-13 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-11 | 2008-04-15 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2003-09-25 | 2008-02-23 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 7 — Providing automated trading services | 2003-09-25 | 2008-02-23 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-25 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-08 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-08 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-25 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-08 |
| Youyu Credit Limited 有魚信貸有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-08-01 |
| Youyu Credit Limited 有魚信貸有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-08-01 |
| Youyu Credit Limited 有魚信貸有限公司 |
RO | Type 9 — Asset management | present | 2003-08-01 |