Michael Eric Joseph
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Eric Joseph, a licensed Responsible Officer with CE reference ARH187. Currently licensed at 1 firm(s): Ion Pacific Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ion Pacific Limited | RO | Type 4 — Advising on securities | 2015-12-17 | present |
| Ion Pacific Limited | RO | Type 9 — Asset management | 2015-12-17 | present |
| Ion Pacific Limited | RO | Type 1 — Dealing in securities | 2015-12-17 | 2025-03-31 |
| Ion Pacific Limited | RO | Type 6 — Advising on corporate finance | 2015-12-17 | 2022-06-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 9 — Asset management | 2012-05-28 | 2015-04-21 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-28 | 2015-04-21 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-02-28 | 2015-04-21 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | 2012-02-28 | 2012-05-28 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-08-02 | 2012-01-13 |
| Balyasny Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2009-05-21 | 2010-07-12 |
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-07-04 | 2009-05-21 |