Ariana Jiasui Gao
高嘉穗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ariana Jiasui Gao (高嘉穗), a licensed Responsible Officer with CE reference ASQ439. Currently licensed at 1 firm(s): Aetherium Capital Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aetherium Capital Partners Limited 煊通資本管理有限公司 |
RO | Type 4 — Advising on securities | 2025-03-24 | present |
| Aetherium Capital Partners Limited 煊通資本管理有限公司 |
RO | Type 9 — Asset management | 2025-03-24 | present |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-14 | 2025-03-14 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-20 | 2025-03-14 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 — Advising on securities | 2018-10-05 | 2025-03-14 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 4 — Advising on securities | 2018-10-05 | 2025-03-14 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
RO | Type 9 — Asset management | 2018-10-05 | 2025-03-14 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 9 — Asset management | 2018-10-05 | 2025-03-14 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-31 | 2025-03-14 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-31 | 2024-10-14 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-31 | 2018-10-05 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-31 | 2018-10-05 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-31 | 2018-10-05 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | 2018-07-31 | 2018-10-05 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-16 | 2018-06-15 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-16 | 2018-06-15 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-20 | 2018-06-15 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-24 | 2011-03-31 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-24 | 2011-03-31 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-02-24 | 2018-06-15 |