Sanqi Ku
庫三七
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanqi Ku (庫三七), a licensed Responsible Officer with CE reference AZC762. Currently licensed at 1 firm(s): Aetherium Capital Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aetherium Capital Partners Limited 煊通資本管理有限公司 |
RO | Type 4 — Advising on securities | 2025-09-11 | present |
| Aetherium Capital Partners Limited 煊通資本管理有限公司 |
RO | Type 9 — Asset management | 2025-09-11 | present |
| Aetherium Capital Partners Limited 煊通資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-26 | 2025-09-11 |
| Aetherium Capital Partners Limited 煊通資本管理有限公司 |
Rep | Type 9 — Asset management | 2025-08-26 | 2025-09-11 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-06-21 | 2024-05-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-03-14 | 2023-10-16 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 — Advising on securities | 2022-02-23 | 2024-05-10 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
RO | Type 9 — Asset management | 2022-02-23 | 2024-05-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 9 — Asset management | 2022-02-23 | 2024-05-10 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 4 — Advising on securities | 2021-11-23 | 2024-05-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-18 | 2024-05-10 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-18 | 2024-05-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-02 | 2019-11-18 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-02 | 2019-11-18 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-02 | 2021-04-20 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-02 | 2020-02-19 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-02 | 2022-02-23 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | 2019-09-02 | 2021-04-20 |