Steve Wai Cheung Ha
夏偉祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Wai Cheung Ha (夏偉祥), a licensed former licensee with CE reference ARQ021. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Naga Advisors (HK) Limited |
RO | Type 1 — Dealing in securities | 2018-02-05 | 2018-12-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-21 | 2017-01-06 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-21 | 2017-01-06 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-28 | 2015-12-21 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-19 | 2015-12-21 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-14 | 2013-01-25 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-18 | 2009-03-03 |