Kwok Keung Chan
陳國強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Keung Chan (陳國強), a licensed Representative with CE reference ACD404. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-10 | 2017-10-02 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 — Advising on securities | 2005-05-11 | 2008-07-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-05-11 | 2008-07-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 9 — Asset management | 2005-05-11 | 2008-07-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2003-10-15 | 2008-07-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 7 — Providing automated trading services | 2003-10-15 | 2008-07-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-15 |
| Youyu Credit Limited 有魚信貸有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-07 |
| Youyu Credit Limited 有魚信貸有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-15 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-07 |
| Youyu Credit Limited 有魚信貸有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-01 |