Shaojie Liu
劉少杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaojie Liu (劉少杰), a licensed former licensee with CE reference BPX931. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-07-23 | 2022-05-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 — Advising on securities | 2021-01-18 | 2022-05-31 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 4 — Advising on securities | 2021-01-18 | 2022-05-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-28 | 2021-01-18 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-28 | 2021-01-18 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-28 | 2022-05-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | 2020-08-28 | 2022-05-31 |