James Downey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Downey ( ), a licensed former licensee with CE reference AYN110. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qantex Capital Markets Limited | Rep | Type 1 — Dealing in securities | 2013-03-25 | 2013-08-09 |
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2013-03-25 | 2013-08-09 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-21 | 2012-10-31 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-21 | 2012-10-31 |