William Wai Lun Ip
葉偉倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Lun Ip (葉偉倫), a licensed Representative with CE reference AEK747. Currently licensed at 1 firm(s): Amasse Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amasse Capital Limited 寶積資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-16 | present |
| Amasse Capital Limited 寶積資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-12-16 | present |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-15 | 2022-05-31 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-06-15 | 2022-05-31 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-19 | 2020-10-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-09-19 | 2020-10-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-07-20 | 2020-10-30 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-14 | 2012-02-18 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-07-22 | 2012-02-18 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-13 | 2011-11-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-11 | 2010-03-28 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-11 | 2009-11-23 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-10-16 | 2010-03-28 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-21 | 2007-10-16 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-02-07 | 2006-09-01 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-21 | 2006-09-01 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 — Asset management | 2005-06-21 | 2006-09-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-01 |