Alexander Edward Dickinson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Edward Dickinson ( ), a licensed former licensee with CE reference ADS488. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-23 | 2022-04-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-04 | 2015-03-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-05 | 2015-03-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2007-02-05 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-05 | 2013-08-31 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2005-11-14 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-12-16 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-16 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-16 |