Richard Jude Carle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Jude Carle ( ), a licensed former licensee with CE reference APB498. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-12 | 2008-05-22 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-12 | 2008-05-22 |