Marc Francis Andrew Geary
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marc Francis Andrew Geary ( ), a licensed former licensee with CE reference AVS841. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Major Domus Limited |
RO | Type 4 — Advising on securities | 2016-04-20 | 2020-07-31 |
| Major Domus Limited |
RO | Type 9 — Asset management | 2016-04-20 | 2020-07-31 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-16 | 2016-03-31 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-16 | 2016-03-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-06-13 | 2015-10-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-06-13 | 2015-10-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 — Asset management | 2014-06-13 | 2015-10-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-21 | 2014-06-13 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-08-08 | 2014-06-13 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-04 | 2014-06-13 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-07-04 | 2011-08-30 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-23 | 2010-11-09 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-23 | 2010-11-09 |