Marc Francis Andrew Geary

CE No. AVS841 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marc Francis Andrew Geary (), a licensed former licensee with CE reference AVS841. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Major Domus Limited
RO Type 4 — Advising on securities 2016-04-20 2020-07-31
Major Domus Limited
RO Type 9 — Asset management 2016-04-20 2020-07-31
Pyrmont Wealth Management Limited
本盟財富管理有限公司
Rep Type 4 — Advising on securities 2015-11-16 2016-03-31
Pyrmont Wealth Management Limited
本盟財富管理有限公司
Rep Type 9 — Asset management 2015-11-16 2016-03-31
Harris Fraser (International) Limited
晉裕環球資產管理有限公司
RO Type 1 — Dealing in securities 2014-06-13 2015-10-11
Harris Fraser (International) Limited
晉裕環球資產管理有限公司
RO Type 4 — Advising on securities 2014-06-13 2015-10-11
Harris Fraser (International) Limited
晉裕環球資產管理有限公司
RO Type 9 — Asset management 2014-06-13 2015-10-11
Harris Fraser (International) Limited
晉裕環球資產管理有限公司
Rep Type 4 — Advising on securities 2012-12-21 2014-06-13
Harris Fraser (International) Limited
晉裕環球資產管理有限公司
Rep Type 9 — Asset management 2011-08-08 2014-06-13
Harris Fraser (International) Limited
晉裕環球資產管理有限公司
Rep Type 1 — Dealing in securities 2011-07-04 2014-06-13
Harris Fraser (International) Limited
晉裕環球資產管理有限公司
Rep Type 7 — Providing automated trading services 2011-07-04 2011-08-30
Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
Rep Type 1 — Dealing in securities 2010-08-23 2010-11-09
Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
Rep Type 2 — Dealing in futures contracts 2010-08-23 2010-11-09

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