Kin Wah (SFC:AEN763) Chan
陳鍵華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wah (SFC:AEN763) Chan (陳鍵華), a licensed former licensee with CE reference AEN763. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-18 | 2022-08-31 |
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-07 | 2022-08-31 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-04 | 2018-07-14 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-13 | 2018-07-14 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-09-13 | 2018-07-14 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-01 | 2016-09-13 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-01 | 2016-09-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-23 | 2015-01-12 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-05-23 | 2015-01-12 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-20 | 2013-05-23 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-04-29 | 2015-01-12 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
RO | Type 1 — Dealing in securities | 2007-02-15 | 2015-01-12 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-11-20 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-02-15 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-17 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-17 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-17 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-17 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-17 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-17 |