Brian Conwell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Conwell ( ), a licensed former licensee with CE reference AVL103. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-28 | 2011-08-20 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-28 | 2011-08-20 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-02 | 2011-08-20 |