Vincent Toi Tung Chan
陳代東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Toi Tung Chan (陳代東), a licensed Responsible Officer with CE reference ABP916. Currently licensed at 1 firm(s): Cantor Fitzgerald (Hong Kong) Capital Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 4 — Advising on securities | 2012-10-03 | present |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-16 | present |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-18 | 2009-03-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-06-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-16 |