Nicolas Jean-Marie Mignot

CE No. ASD195 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Jean-Marie Mignot, a licensed Representative with CE reference ASD195. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 — Dealing in securities 2021-11-26 present
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2021-11-26 present
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 — Dealing in securities 2015-09-09 2021-10-11
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2015-09-09 2021-10-11
Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
RO Type 2 — Dealing in futures contracts 2012-08-30 2014-11-06
Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
Rep Type 1 — Dealing in securities 2011-08-29 2014-11-06
Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
Rep Type 2 — Dealing in futures contracts 2011-08-29 2012-08-30
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 — Dealing in securities 2008-12-03 2011-03-01

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