Thomas Andrew Welch

CE No. ALD194 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Andrew Welch (), a licensed former licensee with CE reference ALD194. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 6 — Advising on corporate finance 2013-08-12 2014-11-01
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 1 — Dealing in securities 2010-07-22 2014-11-01
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 4 — Advising on securities 2010-07-22 2014-11-01
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 7 — Providing automated trading services 2010-04-16 2010-05-21
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 1 — Dealing in securities 2009-08-17 2010-05-21
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 4 — Advising on securities 2009-08-17 2010-05-21
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities 2007-08-15 2009-08-17
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2004-08-23 2006-06-06
Morgan Stanley Hong Kong Futures Limited Rep Type 2 — Dealing in futures contracts 2004-08-23 2006-06-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 — Providing automated trading services 2004-08-23 2006-06-06
Morgan Stanley Hong Kong Futures Limited Rep Type 7 — Providing automated trading services 2004-08-23 2006-06-06

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