Nicholas Peter Fennell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Peter Fennell ( ), a licensed former licensee with CE reference ADA865. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-06-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-06-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-06-12 |