Michael Roger Doering
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Roger Doering, a licensed Representative with CE reference ANQ240. Currently licensed at 1 firm(s): Daiwa Capital Markets Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-08-12 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-15 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2023-10-03 | 2025-06-30 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2023-10-03 | 2025-06-30 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2021-07-19 | 2022-04-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-03 | 2018-02-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-01-03 | 2018-02-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-10 | 2014-01-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-10 | 2014-01-03 |