Angus Sheau Yu Yang
楊曉瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angus Sheau Yu Yang (楊曉瑜), a licensed Responsible Officer with CE reference ADI662. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-19 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-11 | 2023-06-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2019-04-25 | 2020-06-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-07 | 2021-12-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-06-07 | 2021-12-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-12 | 2018-06-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-12 | 2018-06-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-12 | 2017-06-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-27 | 2016-07-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-04-27 | 2017-06-28 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2004-02-04 | 2004-08-20 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-04 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-22 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-22 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-22 |