Victor Chen Ee Phua
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victor Chen Ee Phua, a licensed Representative with CE reference AZC163. Currently licensed at 1 firm(s): Schonfeld Strategic Advisors (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-11-08 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-03 | 2019-08-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-12-03 | 2019-08-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2018-12-03 | 2019-08-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-18 | 2018-12-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-18 | 2018-12-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-11 | 2017-07-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-07-11 | 2017-07-28 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2013-07-24 | 2014-05-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-12 | 2014-05-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2012-03-12 | 2014-05-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2012-03-12 | 2014-05-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-03-12 | 2013-07-24 |