James Jerome Quinn Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Jerome Quinn Jr ( ), a licensed former licensee with CE reference AWZ640. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Cloud Limited 雲明有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-27 | 2021-06-04 |
| Peak Cloud Limited 雲明有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-04-27 | 2021-06-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-13 | 2017-09-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-03-13 | 2017-09-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-24 | 2014-03-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-24 | 2014-03-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-16 | 2011-06-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-16 | 2011-06-16 |