James Jerome Quinn Jr

CE No. AWZ640 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Jerome Quinn Jr (), a licensed former licensee with CE reference AWZ640. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Peak Cloud Limited
雲明有限公司
RO Type 1 — Dealing in securities 2020-04-27 2021-06-04
Peak Cloud Limited
雲明有限公司
RO Type 2 — Dealing in futures contracts 2020-04-27 2021-06-04
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 1 — Dealing in securities 2014-03-13 2017-09-04
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 2 — Dealing in futures contracts 2014-03-13 2017-09-04
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities 2012-02-24 2014-03-13
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2012-02-24 2014-03-13
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities 2011-03-16 2011-06-16
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2011-03-16 2011-06-16

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