Anthony George Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony George Brown ( ), a licensed former licensee with CE reference APU473. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BestEx Asia Limited |
RO | Type 1 — Dealing in securities | 2017-02-09 | 2022-01-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-09 | 2014-09-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2013-09-09 | 2014-09-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-06 | 2014-09-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2011-01-07 | 2013-09-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-17 | 2013-09-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-05-17 | 2013-08-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-15 | 2010-05-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-17 | 2008-06-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-25 | 2008-04-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-11 | 2008-02-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-08 | 2007-11-08 |