Stephane Louis Edmond Avis

CE No. AFQ325 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephane Louis Edmond Avis (), a licensed former licensee with CE reference AFQ325. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 1 — Dealing in securities 2014-04-11 2017-08-24
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 2 — Dealing in futures contracts 2014-04-11 2017-08-24
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities 2013-07-05 2014-04-11
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2013-07-05 2014-04-11
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities 2013-04-23 2013-06-25
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2013-04-23 2013-06-25

Related