Nicholas Hubert Moreira
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Hubert Moreira, a licensed Responsible Officer with CE reference ADT374. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-21 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-14 | 2023-08-21 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-18 | 2021-01-05 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-13 | 2021-01-05 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-12-13 | 2013-06-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-16 | 2012-12-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-16 | 2012-12-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-16 | 2019-12-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-12-16 | 2020-01-29 |