Dixit Aswin Joshi

CE No. AXC431 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dixit Aswin Joshi (), a licensed former licensee with CE reference AXC431. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 1 — Dealing in securities 2012-02-29 2016-02-01
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 2 — Dealing in futures contracts 2012-02-29 2016-02-01
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 4 — Advising on securities 2012-02-29 2016-02-01
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 5 — Advising on futures contracts 2012-02-29 2016-02-01
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 7 — Providing automated trading services 2012-02-29 2016-02-01
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities 2011-04-04 2012-02-29
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2011-04-04 2012-02-29
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 4 — Advising on securities 2011-04-04 2012-02-29
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 5 — Advising on futures contracts 2011-04-04 2012-02-29
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 7 — Providing automated trading services 2011-04-04 2012-02-29

Related