John Richard Key
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Richard Key, a licensed Representative with CE reference AOZ142. Currently licensed at 1 firm(s): Millennium Capital Management (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2024-01-03 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2023-06-26 | 2023-10-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-13 | 2022-06-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-13 | 2022-05-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-20 | 2021-05-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 4 — Advising on securities | 2020-11-20 | 2021-05-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-14 | 2020-11-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-23 | 2020-11-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2018-12-13 | 2019-12-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-16 | 2020-02-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-14 | 2020-02-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-24 | 2014-03-14 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-20 | 2013-05-17 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-02 | 2013-05-17 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-13 | 2010-11-20 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-10 | 2007-12-10 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-06 | 2007-09-06 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-03 | 2007-08-03 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-31 | 2007-07-01 |