Alan Wing Kai Chak
翟永基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Wing Kai Chak (翟永基), a licensed Responsible Officer with CE reference ADB786. Currently licensed at 1 firm(s): Cynergy Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cynergy Asset Management Limited |
RO | Type 4 — Advising on securities | 2016-01-28 | present |
| Cynergy Asset Management Limited |
RO | Type 9 — Asset management | 2016-01-28 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-01-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2004-06-25 | 2012-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-21 | 2012-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-05-21 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-05-21 | 2012-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2004-05-21 | 2010-12-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-01-08 | 2004-04-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-01-08 | 2004-04-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-22 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-04-23 |