Russell Stuart Beak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Russell Stuart Beak ( ), a licensed former licensee with CE reference BOF484. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IP Investment Management (HK) Limited | Rep | Type 9 — Asset management | 2021-05-10 | 2023-08-04 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2019-04-11 | 2019-09-13 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2019-04-11 | 2019-09-13 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2019-04-11 | 2019-09-13 |