Ian Mark Cochrane
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Mark Cochrane ( ), a licensed former licensee with CE reference AEH979. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2012-03-28 | 2018-04-27 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2018-04-27 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-16 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2005-06-14 |