Stephen Edward Doughty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Edward Doughty ( ), a licensed former licensee with CE reference ARH181. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2019-04-18 | 2024-04-30 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2012-03-28 | 2024-04-30 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2008-08-19 | 2024-04-30 |