Peter Wynn Williams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Wynn Williams ( ), a licensed former licensee with CE reference ABS095. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2012-02-14 | 2016-02-26 |
| St. James's Place (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2005-06-08 | 2016-02-26 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2005-06-08 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-08 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2003-09-08 |