Stephen Philip Gollop
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Philip Gollop, a licensed Representative with CE reference ADO332. Currently licensed at 1 firm(s): St. James's Place (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2024-09-05 | present |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2024-09-05 | present |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2024-09-05 | present |
| St. James's Place (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2016-07-11 | 2024-09-05 |
| St. James's Place (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2016-07-11 | 2024-09-05 |
| St. James's Place (Hong Kong) Limited |
RO | Type 9 — Asset management | 2015-10-30 | 2024-09-05 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2015-08-27 | 2016-07-11 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2015-08-27 | 2016-07-11 |
| Tyche Group Limited 橋川有限公司 |
RO | Type 4 — Advising on securities | present | 2014-12-05 |
| Tyche Group Limited 橋川有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-21 |
| Tyche Group Limited 橋川有限公司 |
RO | Type 9 — Asset management | present | 2014-12-05 |