Li Peng Chung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Peng Chung ( ), a licensed former licensee with CE reference BPX712. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2021-05-31 | 2022-07-21 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2021-05-31 | 2022-07-21 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2021-05-31 | 2022-07-21 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2020-11-06 | 2021-04-07 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2020-08-12 | 2021-04-07 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2020-08-12 | 2021-04-07 |