Dennis Haw Shun Lam
林孝信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Haw Shun Lam (林孝信), a licensed former licensee with CE reference AAE615. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-14 | 2013-10-02 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-14 | 2013-10-02 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-04-12 | 2010-04-01 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-04-01 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2010-04-01 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-04-12 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2010-04-01 |