Paul David McWilliam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul David McWilliam ( ), a licensed former licensee with CE reference ATR977. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GPB Financial Services Hong Kong Limited 俄氣金融香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-14 | 2019-01-07 |
| GPB Financial Services Hong Kong Limited 俄氣金融香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-14 | 2019-01-07 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-15 | 2015-10-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2011-11-15 | 2015-10-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-11-15 | 2015-10-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-23 | 2011-11-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-23 | 2011-11-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-23 | 2011-11-15 |