Eugene Satoshi Iwami
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eugene Satoshi Iwami, a licensed Responsible Officer with CE reference BEG521. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-06 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2024-08-06 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 9 — Asset management | 2024-08-06 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-03 | 2024-08-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-03 | 2024-08-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2024-05-03 | 2024-08-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-10-09 | 2021-08-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-10-09 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-10-09 | 2021-08-19 |