Ruvann John Kavanagh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruvann John Kavanagh, a licensed Representative with CE reference ARW149. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2025-07-17 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-17 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-07-17 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2025-07-17 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2021-12-09 | 2025-06-03 |
| Macquarie Asia Securities Limited |
Rep | Type 4 — Advising on securities | 2021-12-09 | 2025-06-03 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-17 | 2021-10-04 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2019-09-17 | 2021-10-04 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-20 | 2019-09-17 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-26 | 2019-09-17 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2008-11-18 | 2011-04-08 |