Jong Kuk Kim

金鍾局
CE No. AFC107 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jong Kuk Kim (金鍾局), a licensed Responsible Officer with CE reference AFC107. Currently licensed at 1 firm(s): Empower Capital Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Empower Capital Partners Limited
雲陽證券資產管理有限公司
RO Type 4 — Advising on securities 2024-10-28 present
Empower Capital Partners Limited
雲陽證券資產管理有限公司
RO Type 9 — Asset management 2024-10-28 present
Empower Capital Partners Limited
雲陽證券資產管理有限公司
RO Type 1 — Dealing in securities 2024-10-28 2025-05-22
Olympus Partners Asia Limited RO Type 9 — Asset management 2020-06-02 2023-07-26
Olympus Partners Asia Limited RO Type 1 — Dealing in securities 2019-02-26 2023-07-26
Olympus Partners Asia Limited RO Type 4 — Advising on securities 2019-02-26 2023-07-26
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
RO Type 1 — Dealing in securities 2012-07-20 2017-07-24
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 1 — Dealing in securities 2011-01-17 2012-07-20
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 4 — Advising on securities 2011-01-17 2017-07-24
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 1 — Dealing in securities 2010-10-15 2011-01-15
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 4 — Advising on securities 2010-10-15 2011-01-15
Aberdeen International Investment Management Limited
Rep Type 1 — Dealing in securities 2007-12-06 2008-05-30
Aberdeen International Investment Management Limited
Rep Type 4 — Advising on securities 2007-12-06 2008-05-30

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