Christopher John Robertson Calderwood

CE No. AVL142 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher John Robertson Calderwood (), a licensed former licensee with CE reference AVL142. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
RO Type 4 — Advising on securities 2010-11-24 2012-06-22
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
RO Type 5 — Advising on futures contracts 2010-11-24 2012-06-22
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 4 — Advising on securities 2010-07-13 2010-11-24
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 5 — Advising on futures contracts 2010-07-13 2010-11-24

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