Shanshan Wu
伍珊珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanshan Wu (伍珊珊), a licensed Responsible Officer with CE reference ATQ890. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-06 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2022-06-06 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-08 | 2022-06-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-18 | 2022-06-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-19 | 2021-07-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-19 | 2021-07-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2021-07-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2016-12-19 | 2021-07-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-09 | 2016-09-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-09 | 2016-09-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-09 | 2016-03-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-07-09 | 2013-03-06 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-11-25 | 2012-05-05 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-09-07 | 2012-05-05 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-09-07 | 2012-05-05 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2009-09-07 | 2012-05-05 |