Scott Kenneth Paul
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Kenneth Paul ( ), a licensed former licensee with CE reference BEB926. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-16 | 2018-10-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-18 | 2018-10-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2016-03-18 | 2018-10-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-05 | 2016-03-18 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-05 | 2016-03-18 |