Kunihiko Kawai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kunihiko Kawai ( ), a licensed former licensee with CE reference AMY454. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-07-08 | 2009-12-01 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2009-04-14 | 2009-12-01 |
| Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-03-13 | 2009-05-01 |