Norifumi Akiyama

秋山典文
CE No. BDM900 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norifumi Akiyama (秋山典文), a licensed former licensee with CE reference BDM900. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
RO Type 1 — Dealing in securities 2014-06-27 2018-05-23
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
RO Type 2 — Dealing in futures contracts 2014-06-27 2016-05-05
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
RO Type 4 — Advising on securities 2014-06-27 2018-05-23
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
RO Type 5 — Advising on futures contracts 2014-06-27 2016-05-05
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
RO Type 6 — Advising on corporate finance 2014-06-27 2018-05-23
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
RO Type 9 — Asset management 2014-06-27 2018-05-23

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