Chin Yee Yap
叶君瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Yee Yap (叶君瑜), a licensed former licensee with CE reference AFR721. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Q Fund Management (Hong Kong) Limited 前方基金管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-20 | 2019-05-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-04 | 2015-08-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-04 | 2015-08-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-04 | 2015-08-27 |
| Orion Investment Management Limited | RO | Type 1 — Dealing in securities | 2011-08-08 | 2014-07-10 |
| Orion Investment Management Limited | RO | Type 4 — Advising on securities | 2011-08-08 | 2014-07-10 |
| Orion Investment Management Limited | RO | Type 6 — Advising on corporate finance | 2011-08-08 | 2014-07-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-30 | 2008-12-20 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-03-18 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-09 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-09 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-09 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-09 |