Justin Ming Hon Lai
黎明瀚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Justin Ming Hon Lai (黎明瀚), a licensed Responsible Officer with CE reference AWY011. Currently licensed at 1 firm(s): Hill Ocean Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hill Ocean Capital Limited 山海資本有限公司 |
RO | Type 9 — Asset management | 2021-09-30 | present |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-19 | 2020-06-28 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
RO | Type 4 — Advising on securities | 2019-08-19 | 2020-06-28 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
RO | Type 9 — Asset management | 2018-09-28 | 2020-06-28 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2018-08-23 | 2018-09-28 |
| Orion Investment Management Limited | RO | Type 1 — Dealing in securities | 2017-02-16 | 2017-07-17 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-08 | 2016-06-06 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-09-08 | 2016-06-06 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-09-08 | 2016-06-06 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-08 | 2011-09-08 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-08 | 2011-09-08 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-08 | 2011-09-08 |